The management regime can be authoritarian or
communal or any variation in between. Co-management, data-less management,
integrated resources management INRM, ecosystem based management ESB, the
influence of NGOs.
Note! for best printed results, set your page up with
a left margin of 1.5cm (0.6") and right margin of 1.0cm (0.4")
The whole section covers about 0.2MB (27 printed pages),
including text, drawings and photographs.
For suggestions, improvements and corrections, please
email
the author, Dr Floor Anthoni.
-- Seafriends home -- conservation
index --site map--Rev:20010820,20030130,20030705,20070722,
Management
Thousands of books have been written on management, for businesses, finance,
the public sector and so on. In this chapter we'll discuss the general
principles relating to the management of resources. Elsewhere on this web
site, a chapter will be devoted to the principles of management.
management: (L: manus= hand; managere=
to handle) the professional administration (being in charge) of business
concerns, public undertakings, etc. Being opposite to the concept of laissez-faire
(French: let act), it has been proved that managing affairs leads to better
outcomes. Ironically, economists have been promoting laissez-faire
for governments, implying that management of public affairs leads to worse
outcomes (??). They promote the same for the exploitation of resources
(??).
If you don't know where you're going,
you'll end up somewhere else. Yogi Berra.
Traditionally, the exploitation of resources just happened by someone
recognising an advantage in doing so. It is an almost universal principle
that we first just do, and manage later, when problems arise. Management
in general is often reactive, rather than proactive (preventative), but
good management involves both. It is in the nature of looped-back systems,
that reaction leads to instability due to the time delay between cause
and effect. For instance, when supplies become scarce relative to demand,
the price goes up, which reduces demand somewhat. At the same time, production
is increased to meet the initial demand. Stocks increase, and in order
to sell, the price is lowered. When saturation of the market is reached,
the price may collapse. Manufacturers may go out of business. The economic
system of prices determined by supply and demand is naturally unstable,
leading to boom and bust in the business cycle. Only vision and proaction
can stabilise the cycle, but rapid reaction helps .
When it comes to the supply from living stocks
like agriculture and fisheries, an unpredictable amount of variability
creeps in due to climatic factors, pests, disease, and so on. Proactive
management is difficult because it is almost impossible to asses the volumes
of natural stocks (fish, e.g.) and how they behave in the future. A fishery
consists of many stocks which consist of clumped schools, all hidden from
view.
So, management of any resource relies heavily on understanding the three
key elements: the nature of the resource (see the discourse on substance
above), the nature of technology and science, and that of humans
(see science, technology and human nature
for more details). These three roughly correspond to: ecology, economy
and society, or what, how and why. Nearly always
a workable compromise is necessary, because of many inherent conflicts
(management by compromise). Utopia is not achievable.
Time is also an important factor, often overlooked. Through monitoring
of measurable qualities and quantities, and by recording these, one can
obtain an impression of how the resource behaves under the influence of
management. Remember though, that the stronger the forces of extraction
are, the weaker the restoring forces will show in the monitored results.
In
a heavily extracted situation, we'll measure mainly what we do, rather
than what the resource does.
The purpose of this chapter on resource management, is to present the
principles relating to the management of any resource. In doing so, a very
large number of factors have emerged, needing consideration. In order to
winnow the relevant ones out, consider first which of the many factors
are the most important ones. Remember that the limiting ones are usually
the most urgent, requiring to be managed now or in the near future. It
is also important to understand that the size of a problem is often caused
by a large number of small factors, all working independently in the same
direction. Tangible results can always be attained
simply by managing all factors, while achieving a small improvement in
each (maximising strengths while minimising weaknesses).
Steering the ship For those not familiar with management, think of yourself as the captain
of a ship, and you have to set a course. You'll immediately ask 'where
to?'. How can you set a course without knowing where you are and where
you are coming from? So these should be your first questions.
Not surprisingly, management begins with analysing the past and the
present, leading to an understanding how and why we got from there
to here (notice that this is often missing in politics). In doing so, consider
all the before-mentioned factors. The next question should be whether
and how management could improve the present, often in the light of new
external changes (demand, markets, politics, etc). The improvements you
can identify, are your new course. Note that good management does not necessarily
need a goal, a destination to steer toward. A
direction is often all that is needed. However, if a goal
can be envisioned, it can be used to galvanise people's focus. Bear in
mind that distant goals are often the wrong ones, or they are unattainable,
which can lead to disappointment. Be honest about what CAN be changed or
attained.
Another important aspect of management is that a plan (the new course)
does not necessarily need to be correct, as long as it is evaluated frequently
and with honesty. If expected results do not materialise, then the plan
must be wrong. It is an important principle of continuity in nature, that
a changed course must immediately start to show change, although inertia
requires some patience. Note that management by trial and error is far
more preferable than management by belief or conviction. Furthermore,
let uncertainty never inhibit management -
there is always a meaningful improvement to be found.
Another point to remember is that a plan means
change and change means expenditure of energy (cost). The faster the change,
the more energy is required. Twice the speed means four times more energy,
so frequent and gradual change is the most energy-efficient (cost the least).
Another thing to remember is that, like the steering of a ship, every turn
of the wheel requires at some time in the future a counter-turn, in order
to stabilise the ship in its new course. Change
is a destabilising influence, requiring a correction later. Thus any change
leads eventually to a wrong outcome.
Although it is advisable to make small corrections in order to steer
a ship, a jolt is often needed to steer a wagon out of the rut (deep track).
Before executing a plan, make sure you have analysed the depth of the rut
(opposition) in your organisation. Make sure you have identified the opposing
forces. Now you have two courses of action, by jolting out of the rut (confrontation)
or by smoothing the track (winning support). It depends on how much time
is left, and whether smoothing is possible.
We have mentioned the 80/20 rule before, but wish to mention it again.
The 80/20 rule was invented by business managers, knowing its value from
experience. But it is indeed backed by science, although perhaps not exactly
80 over 20. In physics it is found in the bell-shaped distribution of most
qualities (like intelligence, customers), and in the saturation curve towards
equilibrium, both of which are applicable to management. The 80/20 rule
implies that 80% of the plan can be achieved for 20% of the cost. It would
indeed be foolish to manage by a 100/100 rule, which is what laws do. Management
always involves a compromise, but compromises are not necessarily less
efficient.
Management types
Where resource extraction is done by a business, it is usually authoritarian,
being directed from the top down. This has advantages but many more
disadvantages:
+ supposedly improves delivery: regulated by supply
and demand, private interest is supposed to be effiicient, but markets
can be distorted by subsidies, limited supply and high transport costs.
+ competition: keeps cost and price down and forces businesses
to consider efficient procedures and continual improvement in order to
stay ahead.
- private/shareholder interest overrules: environmental objectives
and the interest of future generations are overruled.
- loss of accountability: it is difficult to determine who has
done what and the relationship between cause and effect. Mishaps and spills
can be hushed up, as is mismanagement.
- power of knowledge: power is concentrated and management secret.
Knowledge about the resource, extraction & transport technology, and
where used (customers) are also kept secret.
- public not able to constrain stakeholders: business knows
best; the market rules. Law without teeth. Businesses have limited liability.
- stakeholders wary of one another: no data sharing; no trust.
Competing rather than co-operating.
- resource is supply-limited: economic theory fails when supply
cannot match demand, resulting in high prices, high profits and inefficient
delivery.
- resources belong to all people: the old mantra that resources
are there to be exploited by whom can do so best, is no longer true in
the new era of scarcity. The public must have a say, particularly when
society is going to suffer from a lack of resources.
In recent times, it has been recognised that some resources lend themselves
better to other forms of control, particularly where a local community
has the necessary commitment. The following types of management can be
established, ranging from authoritarian to communal:
authoritarian: (L: augere= to increase/ originate/ promote;
auctor=
author) Direction comes from above and there is no feedback. Control is
central and complete. Such management is often enforced by law, and may
be necessary when the resource:
is of national importance: national importance overrules the interests
of individuals, including stake holders. (armed forces, police, geo-stationnary
satellites,)
impacts elsewhere: the exploitation of a resource has repercussions
elsewhere, such that the consequences of extraction are not felt by those
extracting the resource. (hydro electricity, irrigation,)
involves a monopoly: extraction of a resource would give the extractor
a licence to make scandalous profits from unrealistically high prices,
unopposed by the levelling force of competition. It is particularly urgent
for those resources which cannot be substituted for. (printing money, )
needs a clear vision: to protect the interests of the unborn; to
protect stakeholders from each other where conflict exists; to make rules
for all; making decisions based on knowledge (science) which is not available
locally. (open ocean fishing, )
co-management: (L: co-=joint) direction comes from above,
but there are levels of participation by the locals. Co-management is possible
if:
a resource can be zoned: the resource is used by the community and
elsewhere by a different community. (coastal fishing, marine reserves,
recreation reserves, harbours, beaches, forests, parks)
there is no conflict between user groups: user groups and stake
holders can agree on which course to take. (some beaches, parks,)
local knowledge is important: by working with the resource, the
locals have good knowledge of its behaviour over time and how it reacts
to extraction. Their input could outweigh that of scientists. (coastal
fishing, forestry, snow fields)
instructive co-management: instructions arive from above, and local
management's function is to execute them, like obeying orders.
consultative co-management: the locals are consulted before binding
instructions are issued.
integrative co-management: government authority and locals make
up the management committee. Locals have full input to the decision making
process.
advisory co-management: the management committee consists of locals
but authoritarian advice reaches them. Likewise, community advice travels
up the bureaucratic hierarchy.
communal: (L: communis= common) the community manages the
resource and possible stakeholder conflicts, independent of government
authority. If need be, they can be supported by local by-laws or national
laws. Many resources benefit from this kind of management. Because the
community is involved totally, compliance is high and costs are low.but
it is important that the budget is also managed locally.
Here is an example of the local management of a fishery
resource in New Zealand. It concerns the rocklobster fishery off the east
coast of the North Island. It yielded low catches of poor quality, due
to poaching in summer time, and overfishing. The local fishermen then came
up with a plan that caught national fisheries managers by surprise, but
against their reservations, it proved to work, because:
it was the idea of local industry and Maori: everybody considered
it an undesirable problem, and everyone was prepared to contribute to its
solution.
it involved other users: all stake holders were involved, also the
recreational fishermen.
they knew what the real problems were: the locals knew of illegal
catches and poaching, and that they were hauling pots too frequently.
it took advantage of economic opportunity: knowing that winter prices
were higher, a shift to fishing in winter would bring more benefit for
less work. Also many holiday makers would not be there to poach their pots.
it was highly specific: the problem was specific, and so was its
solution.
it could be evaluated: the fishery was closely monitored, both by
fisheries managers and fishermen.
it was easy to police: by closing the summer fishery, compliance
was easy to police.
The above list of factors that made this resource management experiment
so successful, can now be used as a template for other co-management successes.
A fisheries management
success story in New Zealand By Paul A Breen and Terese
H Kendrick, NIWA. Abstract of a paper presented
to the NZ Marine Sciences Society conference of 199?
The New Zealand fishery for
Jasus
edwardsii is managed by individual transferable quota (ITQ) determined
by fisher catch history and imposed in 1990 in nine quota management areas.
In one area, the fishery showed continuing declines in catch and CPUE (Catch
Per Unit Effort) to 1993. The total quota could apparently not be caught
in this area. Fishers complained that there were few legal-sized lobsters
and that they caught and returned many sublegally sized lobsters. They
were concerned about damage to, and mortality of, sublegal lobsters caused
by handling and pot-related Octopus predation. They were also concerned
about theft of all sizes of lobsters from commercial pots.
The industry was asked by
the Minister of Fisheries to develop a management scheme to reverse these
problems. Their scheme, developed in conjunction with recreational fishers
and Maori, included
a temporary reduced quota,
a greatly shortened season for
the commercial fishery,
a slightly reduced season for
the recreational and Maori fisheries,
a decreased minimum legal size
for males during the winter fishery.
The aim was to increase landed
value to compensate for quota reductions, and to do this by landing more
lobsters in winter (when prices are higher) and to land smaller lobsters
(which had a higher unit price). The shortened season and shift to winter
fishery were also designed to reduce poaching from commercial pots, and
to reduce handling mortality by reducing fishing effort.
The proposal to reduce the
male minimun legal size caused controversy. However, the package was evaluated
with a simple model and then accepted by the Minister. This paper describes
the results: substantially increased CPUE since 1994, a successful shift
to a winter fishery, and a shift in length frequency towards larger sizes.
The paper will also describe a simple size-structured model fitted to the
fishery data and used to evaluate future management options.
(end of abstract)
Canada has worked out a strategy for implementing marine conservation
by means of Marine Protected Areas (MPA), which may illustrate that world-wide,
people are finding different ways of managing resources.
Data-less management Traditionally, management is done by business,
solutions are provided by engineers, while scientists do experiments to
further their knowledge. But the advent of environmental problems has brought
scientist into all these arenas. Data-less management is their discovery
that resources can be managed in the absence of certainty and scientific
data, because management can be done in uncertainty, and other forms of
data are available:
anecdotal evidence:
people talk about what they know, what they have seen or heard. Such data
can be corroborated by witnesses and others.
historical evidence: local newspapers have
recorded many events faithfully. A search through the files of newspapers,
fishing clubs and so on, may retrieve valuable data.
current practice: the present way of doing
things, has evolved over time, and includes a number of practices and beliefs
which serve a purpose.
When exact data (quantitative data) is not available,
it is advisable to err on the safe side, which is called precautionary
management. Dataless management goes one step further. Valuable data can
be collected, although such data lacks the rigour of scientific experiment.
But for a long time it may remain the best that can be obtained. Besides,
many resources exist for which optimum yield is not the aim (marine reserves,
for instance), so they can be managed with less certainty and more precaution.
Integrated Resource Management
(IRM) Integrated Resource Management recognises that
many causes may contribute to a single problem. For instance, integrated
coastal zone management (ICM) takes into consideration the combined
effects of all types of land use, as well as coastal development and industrial
activity. It is a holistic approach to resource management, applicable
particularly to the management of down-stream problems. Unfortunately,
IRM has become a catch-phrase or buzzword for activities that do not have
sustainability as their goal.
Integrated Natural Resource Management (INRM) In many countries, governments and development agencies are turning
to integrated natural resource management (INRM) as a means of safeguarding
the natural resource base and improving agricultural productivity. In national
planning, integrated catchment management and integrated water resource
management are now synonymous with “integrated management” of land, water,
and forest resources at river catchment scales, typically 5000–500,000
km2. The boundary ascribed in this case is always the physical watershed,
or the boundary of the catchment. The general objective of INRM is improvement
of the quality of life (less poverty) while safeguarding the natural resources.
Often the boundaries of the catchment area are less important than those
of the communities living there. A Community-Based Organisation (CBO) of
the management of the resources appears to be the most successful approach
to meet the various needs of diverse peoples. However, an overarching policy
is needed as well, in order to integrate communities and river catchments
into a larger framework.
Eco System Based Management (ESB) Ecosystem based management is the latest of buzzwords. Cynics say that
it is an euphemism (a nice way of saying) for having lost the plot and
not knowing what to do. (Read UNEP ESB
for more detail) But let's listen to what it says.
The management of national parks is often compared with that of fisheries,
but a comparison is hardly possible because of the enormous differences
between land and sea. Park management once aimed at conserving the status
quo at all cost. But that in itself is unnatural. A good example is the
prevention of forest fires and fighting them as soon as they occurred.
As a result, the amount of wood on the forest floor built up, making a
large fire a possibility. Indeed because fires were prevented, the ones
that happened, were more damaging to the ecosystem than when small fires
were left to run their course. As a result, modern forest management now
inlcudes 'controlled burning'. In doing so, the forest becomes more patchy
with more species and a higher abundance of these, resembling the more
natural sate.
Management of fisheries is totally different, because here humans are
harvesting (as opposed to nature parks). There is critism of the 'single
species' management of fisheries, negating the fact that relationships
between species exist, which is a characteristic of an ecosystem. So a
more 'balanced' approach may result in better management or reduced risk
of overexploitation. So far so good, but the concept is rather shaky.
Firstly
one must see an ecosystem as a closed loop, which starts for many with
the phyto plankton, while ending in the decomposers. This is not quite
the same as aiming for a balance between competing predators like humans,
whales, dolphins, sharks and more. The picture shows that fish are but
an insignificant part of the whole and predators an even smaller part,
reason why fisheries usually recover after a no-take period.
Secondly
one must accept that humans have for a very long time been active predators
in the sea, competing with other predators (although not everywhere). So
humans are an integral part of the system, and their needs must be acknowledged.
Indeed many publications do so. But humans have expanded their influence
on the ecosystem quite beyond the bounds of what is natural. In doing so,
they have displaced natural predators. Evidence that these are returning
once human fishing stops, is given by the Gulf of Maine herring fishery.
Accompanying the stock recovery (in green) were populations of the harbour
seal, minke whales and others. At present the fishery is managed at a much
lower level (red curve) than 30 years ago, but the increased populations
of other predators may turn out to be unwelcome, being protected species
as well.
The recovery of the Gulf of Maine fishery shows that it is possible
to manage stocks successfully at levels profitable for both natural predators
and people. Indeed, it forces us to decide what adequate levels of natural
predators are. Obviously the pristine situation before human existence,
is not an achievable nor a desirable goal.
One inescapable consequence of ESB is that of maintaining a balance
in predators or if that balance has been disturbed, aiming to restore it.
So where we are harvesting bait fish (sardine to mackerel), we must also
harvest dolphins to retain the balance. Where we are taking squid, we must
also harvest seals and pilot whales. This is where proponents of ESB draw
the line, which makes ESB just a talking point.
Another major issue is that of the unnatural abundance of minke whales.
Because the large whales were almost extirpated, the vacuum left behind
was quickly filled by a tenfold increase in minke whale numbers. These
now prevent the large whales from recovering because of competition for
the same food. ESB demands that we reduce minke whales to the level they
once were, which means killing tens to hundreds of thousands each year
for many decades. Oops!
The extreme view of ecosystems based management says that because humans
are natural (true), the global changes they cause, are natural too (mmm).
We are just entering a period of large-scale but natural ecosystem changes.
It is true that many species, including threatened ones, have learnt to
live with, even exploit humans [1]. For them there is more food (crops,
garbage), more available freshwater (lakes, irrigation), more shelter (houses
& cities, bridges & culverts), more warmth (heating in winter)
and so on. We must probably accept that some of the global changes humans
have
brought about, can no longer be undone. We are entering a new nature which
must be managed accordingly.
ESB for fisheries management As far as ESB relates to fisheries management, it is complicating,
adding considerably to the cost of management. Essentially, it integrates
the following considerations:
sustainability: Manage marine living resources
sustainably for human nutritional, economic and social goals;
conservation: Protect and conserve the marine
environment;
precaution: Use preventive, precautionary
and anticipatory planning and management implementation;
ecosystem functioning: Protect and maintain
the relationships and dependencies among species;
biodiversity: Conserve genetic, species and
ecosystem biodiversity.
with the following (new) actions or methods:
monitoring and assessment of land-based pollution
intensive monitoring of marine environmental quality
assessments on impacts of climate change and land-based
pollution on the coastal/marine environment
monitoring biodiversity
integrating coastal management
establishing protected areas
rehabilitating endangered species
As can be seen, for none of these resolutions have cost-effective methods
been invented. It is not surprising then that the establishment of marine
reserves draws so much attention at the moment, because it is the only
ESB action we know how to do, and even that is only partially true. Consequently
ESB must remain in the vapourware category for a few more years [2].
[more about ESB for fisheries management in the planned
section on fishing]
Non-Government Organisations
(NGOs) Non-Government Organisations are well-informed
action groups which put pressure on businesses and governments to change
their ways. They operate both nationally and internationally, and are usually
funded by influential supporters. Their activities consist of (but are
not restricted to):
to educate the public and government agencies.
to analyse current policies and to evaluate their consequences.
to play an advocacy role in achieving important legislation.
to participate in the oversight of implementing protective laws and agreements.
to organise the grassroots or community groups.
NGOs have become indispensable in redressing the balance caused by the
inequal distribution of wealth and power. By representing large groups,
and being independently funded by these, they are able to sway public opinion
in favour of actions against offenders. Businesses and governments have
come to fear being singled out by such groups, resulting in progress being
made in conservation, in the face of wide ranging opposition.
NGOs can also have a negative influence which comes from small ideologically
motivated groups of individuals by-passing the democratic process and coercing
governments into actions that are not supported by the populace. It can
also create cultural conflicts by forcing western morality and ways of
living onto eastern nations. Occupying the moral high ground, they meet
little resistance from politicians.